James Alpha Event Driven Fund
SARATOGA ADVANTAGE TRUST

Portfolio moves

Net position changes between two of this fund's N-PORT snapshots. These are differences between point-in-time reports — not a trade log — and share counts can be affected by splits and other corporate actions.

Nov 30, 2020 → Feb 28, 2021

Expand a category to see the positions behind it, ranked by weight.

Security Shares Nov 2020 Shares Feb 2021 Δ shares End % Δ value
AXS MERG FN-INST 0 49,250 49,250 15.00% $522.05K
State Street SPDR Bloomberg Convertible Securities ETF 0 1,053 1,053 2.63% $91.59K
INVESCO S&P SMALLCAP ENER 0 14,223 14,223 2.59% $90.32K
iShares Trust RUSSELL 2000 VALUE ETF 0 272 272 1.18% $41.24K
V/E F ANGL HI YL 0 885 885 0.82% $28.38K
ISHARES MBS ETF MUTUAL FUND 0 125 125 0.39% $13.64K
Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF 0 318 318 0.33% $11.35K
VANECK VECTORS RUSSIA ETF 0 432 432 0.30% $10.57K
ISHARES STOXX EUROPE 600 0 121 121 0.12% $4.26K
ISHARES MSCI UNITED KINGDOM ETF 0 46 46 0.04% $1.40K
Security Shares Nov 2020 Shares Feb 2021 Δ shares End % Δ value
KELLNER-MERG-INS 58,648 0 -58,648 0.00% -$636.33K
Dreyfus Instl Resv PFD GOVT INSTL 217,500 0 -217,500 0.00% -$217.50K
WISDOMTREE EUR S/C DIVIDEND MUTUAL FUND 1,288 0 -1,288 0.00% -$75.76K
ISHARES MSCI CANADA ETF 1,552 0 -1,552 0.00% -$46.99K
Vanguard Real Estate Index Fund ETF Shares 97 0 -97 0.00% -$8.15K
ISHARES MSCI CHINA SMALL- 111 0 -111 0.00% -$5.33K
Xtrackers Harvest CSI 300 China A-Shares ETF ETF 73 0 -73 0.00% -$2.80K
SPDR Dow Jones Global Real Estate ETF 49 0 -49 0.00% -$2.11K
NYLI CBRE NextGen Real Estate ETF 67 0 -67 0.00% -$1.40K
Global X Uranium ETF - Class USD ACC 96 0 -96 0.00% -$1.14K
Security Shares Nov 2020 Shares Feb 2021 Δ shares End % Δ value
SPDR BBG ? 3/64 45/64 HY 3,580 4,219 639 8.36% $46.63K
ISHARES MSCI UNITED KINGDOM SMALL CAP ETF 1,999 2,100 101 2.68% $15.32K
iShares GSCI Commodity Dynamic Roll Strategy ETF 434 2,849 2,415 2.48% $75.09K
State Street DoubleLine TR Tact ETF 461 1,612 1,151 2.26% $55.79K
VanEck Emerging Markets High Yield Bond ETF 796 2,734 1,938 1.88% $46.79K
INVESCO DWA ENERGY MOMENT 757 2,519 1,762 1.79% $50.05K
VANECK RUSSIA SM 1,302 1,340 38 1.43% $3.03K
iShares JP Morgan USD Em Mkts Bd ETF 393 414 21 1.31% $652
ALPHACLONE ALTERNATIVE AL 119 390 271 0.90% $22.62K
iShares Barclays USD Asia 163 1,880 1,717 0.56% $17.91K
ISHR APAC DIV 4 575 571 0.49% $16.95K
INVESCO SENIOR LOAN ETF MUTUAL FUND 349 521 172 0.33% $3.88K
PROSHARES MERGER ETF 101 271 170 0.31% $6.84K
V/E JPM EM L C B 63 114 51 0.10% $1.58K
US ULTRA BOND CBT Sep25 767,651 906,817 139,166 -5.52% -$379.84K
Security Shares Nov 2020 Shares Feb 2021 Δ shares End % Δ value
The Merger Fund A 38,410 35,517 -2,893 18.01% -$57.59K
JAMES-STR CR-S 46,571 33,090 -13,481 10.59% -$152.97K
HIGH YIELD ETF 12,013 10,093 -1,920 9.33% -$54.80K
Invesco Global Ex US High Yield Corporate Bond ETF 12,952 12,013 -939 7.64% -$17.43K
NYLI Merger Arbitrage ETF 11,352 7,145 -4,207 6.71% -$151.45K
WISDOMTREE JAPAN HEDGED SMAL MUTUAL FUND 1,963 666 -1,297 0.80% -$48.15K
First Trust Financials AlphaDEX Fund 1,894 621 -1,273 0.70% -$35.56K
iShares Russell Mid-Cap Value ETF 354 209 -145 0.63% -$11.21K
State Street SPDR S&P Regional Banking ETF - ETF 353 240 -113 0.44% -$1.38K
AB-FL RT-Y 44,944 1,513 -43,431 0.40% -$392.32K
ISHARES RUSSELL MICROCAP INDEX FUND 328 90 -238 0.37% -$23.36K
State Street SPDR S&P Retail ETF 795 148 -647 0.34% -$36.03K
INVESCO S&P SMALLCAP 600 141 63 -78 0.28% -$7.98K
iShares China Large-Cap ETF 237 174 -63 0.25% -$2.60K
ETF 351 166 -185 0.14% -$5.16K
iShares MSCI Ireland ETF 129 37 -92 0.05% -$4.22K
INVESCO KBW PROP 193 13 -180 0.03% -$11.56K
State Street SPDR S&P Insurance ETF 692 20 -672 0.02% -$21.78K
ISH EDG ERP MMTM 4,101 6 -4,095 0.00% -$38.27K
Security Shares Nov 2020 Shares Feb 2021 Δ shares End % Δ value
STATE STREET SPDR BLACKSTONE SENIOR LOAN MUTUAL FUND 254 254 0 0.34% $224
KRANESH CSI CHINA INTERNET MUTUAL FUND 52 52 0 0.13% $746
PROSHARES ULTRAPRO S&P 50 11 11 0 0.03% $116
Global X MSCI China Consumer Discretionary ETF 14 14 0 0.01% $44

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