GUDB
Sage ESG Intermediate Credit ETF
Northern Lights Fund Trust IV

Portfolio moves

Net position changes between two of this fund's N-PORT snapshots. These are differences between point-in-time reports — not a trade log — and share counts can be affected by splits and other corporate actions.

Aug 31, 2020 → Nov 30, 2020

Expand a category to see the positions behind it, ranked by weight.

Security Shares Aug 2020 Shares Nov 2020 Δ shares End % Δ value
ONEOK INC 0 184,000 184,000 2.64% $202.43K
DELTA AIR LINES INC SR UNSECURED 10/24 2.9 0 120,000 120,000 1.50% $114.78K
SR UNSECURED 03/22 3.625 0 100,000 100,000 1.32% $101.38K
TOYOTA MTR CRED 0 100,000 100,000 1.32% $101.28K
Apple, Inc. 0 100,000 100,000 1.32% $101.26K
PEPSICO INC 0.750000% 05/01/2023 0 100,000 100,000 1.32% $101.19K
BOSTON PROP LP 0 90,000 90,000 1.28% $98.38K
AT&T INC 0 90,000 90,000 1.25% $95.86K
Micron Technology Inc 0 90,000 90,000 1.23% $93.98K
BANK OF NY MELLO 0 90,000 90,000 1.22% $93.85K
BLACKROCK INC 0 90,000 90,000 1.22% $93.66K
MONDELEZ INT INC 0 90,000 90,000 1.22% $93.19K
CITIGROUP INC 0 90,000 90,000 1.21% $92.80K
BANK NOVA SCOTIA 0 90,000 90,000 1.21% $92.63K
ROYAL BANK OF CANADA MTN 1.600000% 04/17/2023 0 90,000 90,000 1.21% $92.58K
Toyota Motor Credit Corp. 0 90,000 90,000 1.20% $92.32K
APPLE INC 0 90,000 90,000 1.20% $92.05K
VF CORP REGD 2.05000000 0 90,000 90,000 1.20% $92.02K
BANK OF NY MELLO 0 80,000 80,000 1.11% $84.88K
TOYOTA MTR CRED 0 80,000 80,000 1.08% $82.57K
PepsiCo, Inc. 0 80,000 80,000 1.06% $80.92K
WALT DISNEY CO 0 70,000 70,000 1.00% $76.39K
Procter & Gamble Co/The 0 70,000 70,000 0.93% $70.99K
KEYCORP 0 40,000 40,000 0.55% $42.52K
PayPal Holdings, Inc. 0 40,000 40,000 0.54% $41.02K
PFIZER INC 0 40,000 40,000 0.53% $40.44K
Security Shares Aug 2020 Shares Nov 2020 Δ shares End % Δ value
AUTONATION INC 235,000 0 -235,000 0.00% -$249.52K
RIO TINTO FIN USA LTD 220,000 0 -220,000 0.00% -$249.30K
STATE STREET COR 210,000 0 -210,000 0.00% -$239.70K
AMERICAN CAMPUS COMMUNITIES INC SR UNSEC 3.625% 11-15-27 220,000 0 -220,000 0.00% -$232.35K
BANK OF NY MELLO 205,000 0 -205,000 0.00% -$230.03K
IHS Markit Ltd 210,000 0 -210,000 0.00% -$229.81K
AVERY DENNISON 215,000 0 -215,000 0.00% -$229.05K
KIMBERLY-CLARK 189,000 0 -189,000 0.00% -$227.72K
CNH INDUSTRIAL 210,000 0 -210,000 0.00% -$226.19K
CNH INDUSTRIAL NV 4.500000% 08/15/2023 210,000 0 -210,000 0.00% -$226.15K
PSEG POWER LLC REGD 3.00000000 222,000 0 -222,000 0.00% -$226.15K
MEDTRONIC INC REGD SER WI 3.15000000 216,000 0 -216,000 0.00% -$225.45K
TORONTO-DOMINION BANK REGD MTN 3.25000000 220,000 0 -220,000 0.00% -$225.26K
PEPSICO INC 3.1% 07/17/2022 215,000 0 -215,000 0.00% -$225.22K
EXELON GENERATIO 216,000 0 -216,000 0.00% -$224.97K
CISCO SYSTEMS INC 3% 06/15/2022 214,000 0 -214,000 0.00% -$224.73K
CORP. NOTE 213,000 0 -213,000 0.00% -$224.58K
INTEL CORP 3.100000% 07/29/2022 212,000 0 -212,000 0.00% -$223.69K
BANK OF MONTREAL REGD MTN 1.90000000 220,000 0 -220,000 0.00% -$223.65K
KO 1.55 09/01/21 220,000 0 -220,000 0.00% -$222.80K
Marriott International, Inc. Series Z, 4.150%, due 12/01/23 210,000 0 -210,000 0.00% -$222.57K
PUBLIC SERVICE 200,000 0 -200,000 0.00% -$222.30K
DTE ENERGY COMPANY 3.80%, DUE 03/15/2027 196,000 0 -196,000 0.00% -$221.13K
MEDTRONIC INC SR UNSEC 3.5% 03-15-25 196,000 0 -196,000 0.00% -$220.76K
HOST HOTELS 200,000 0 -200,000 0.00% -$208.14K
Waste Management, Inc. 178,000 0 -178,000 0.00% -$187.10K
FLEX LTD REGD SER WI 4.75000000 135,000 0 -135,000 0.00% -$151.51K
OMNICOM GROUP 140,000 0 -140,000 0.00% -$145.04K
UNITED HEALTH GROUP SR UNSEC 3.35% 07-15-22 132,000 0 -132,000 0.00% -$139.48K
DTE ENERGY CO SR UNSECURED 11/22 2.25 133,000 0 -133,000 0.00% -$137.79K
GOLDMAN SACHS GROUP INC REGD 3.00000000 110,000 0 -110,000 0.00% -$111.81K
ONEOK INC 90,000 0 -90,000 0.00% -$89.52K
KEYCORP 75,000 0 -75,000 0.00% -$88.22K
UNITED PARCEL 80,000 0 -80,000 0.00% -$87.18K

No positions in this category.

Security Shares Aug 2020 Shares Nov 2020 Δ shares End % Δ value
DH EUROPE 214,000 94,000 -120,000 1.36% -$129.66K
DH EUROPE 217,000 97,000 -120,000 1.34% -$127.10K
BP CAP MKTS AMER 215,000 95,000 -120,000 1.33% -$129.90K
AT&T INC 115,000 85,000 -30,000 1.33% -$35.61K
PFIZER INC 190,000 90,000 -100,000 1.33% -$115.01K
BANK OF AMER CRP 197,000 87,000 -110,000 1.33% -$126.86K
HASBRO INC 122,000 92,000 -30,000 1.33% -$27.36K
TOTALENERGIES 195,000 85,000 -110,000 1.32% -$130.16K
PNC FINANCIAL 210,000 90,000 -120,000 1.32% -$135.32K
CSCO 1.85 09/20/21 223,000 100,000 -123,000 1.32% -$125.33K
QUALCOMM INC 199,000 89,000 -110,000 1.32% -$124.14K
GILEAD SCIENCES 129,000 89,000 -40,000 1.32% -$47.13K
ABBOTT LABORATORIES 3.400000% 11/30/2023 193,000 93,000 -100,000 1.32% -$110.46K
MCCORMICK 203,000 93,000 -110,000 1.32% -$120.40K
CVS HEALTH CORP 172,000 92,000 -80,000 1.32% -$86.85K
APPLE INC 129,000 89,000 -40,000 1.31% -$45.77K
CORPBOND 215,000 95,000 -120,000 1.31% -$128.39K
MORGAN STANLEY REGD MTN 2.62500000 218,000 98,000 -120,000 1.31% -$123.74K
Morgan Stanley 214,000 94,000 -120,000 1.30% -$127.69K
EBAY INC 215,000 95,000 -120,000 1.30% -$126.46K
EXELON CORP JR SUB 3.497% 06-01-22 155,000 95,000 -60,000 1.29% -$63.28K
VODAFONE GROUP 192,000 82,000 -110,000 1.29% -$131.59K
TEXAS INSTRUMENT 215,000 95,000 -120,000 1.28% -$124.85K
TOTAL CAP INTL 135,000 85,000 -50,000 1.28% -$57.57K
AUTOMATIC DATA 207,000 87,000 -120,000 1.27% -$136.60K
VODAFONE GROUP 195,000 85,000 -110,000 1.27% -$126.60K
GILEAD SCIENCES INC 3.250000% 09/01/2022 213,000 93,000 -120,000 1.27% -$126.79K
NORTHROP GRUMMAN 166,000 86,000 -80,000 1.27% -$90.93K
HP ENTERPRISE CO REGD 4.40000000 211,000 91,000 -120,000 1.27% -$129.33K
Royal Bank of Canada 208,000 88,000 -120,000 1.26% -$132.11K
EQUINIX INC 240,000 90,000 -150,000 1.25% -$161.28K
Oracle Corp. 201,000 91,000 -110,000 1.25% -$116.74K
MOTOROLA SOLUTIO 150,000 80,000 -70,000 1.24% -$80.93K
VMWARE LLC 175,000 85,000 -90,000 1.24% -$99.19K
BANK OF AMER CRP 194,000 84,000 -110,000 1.24% -$125.14K
STATE STREET COR 206,000 86,000 -120,000 1.23% -$133.76K
BANK NOVA SCOTIA 202,000 82,000 -120,000 1.23% -$140.66K
UNITED PARCEL SERVICE INC 2.5% 04/01/2023 200,000 90,000 -110,000 1.23% -$115.68K
VODAFONE GROUP 206,000 86,000 -120,000 1.23% -$131.94K
SIMON PROP GP LP 205,000 85,000 -120,000 1.22% -$131.86K
Toronto-Dominion Bank (The) 220,000 90,000 -130,000 1.21% -$134.86K
KEURIG DR PEPPER 190,000 80,000 -110,000 1.21% -$128.14K
ORACLE CORP 205,000 85,000 -120,000 1.20% -$130.99K
KEYCORP 220,000 80,000 -140,000 1.13% -$148.27K
GOLDMAN SACHS GP 95,000 75,000 -20,000 1.12% -$22.56K
INTEL CORP 212,000 72,000 -140,000 1.03% -$152.14K
JEFFERIES GROUP 85,000 65,000 -20,000 1.00% -$19.78K
SIMON PROP GP LP 90,000 70,000 -20,000 0.95% -$20.38K
SIMON PROP GP LP 95,000 65,000 -30,000 0.93% -$31.32K
HCA INC 90,000 60,000 -30,000 0.91% -$34.35K
CTXS 4.5 12/01/27 80,000 60,000 -20,000 0.90% -$22.74K
CHARLES SCHWAB 80,000 60,000 -20,000 0.89% -$23.73K
WHIRLPOOL CORP 75,000 55,000 -20,000 0.88% -$24.50K
FEDEX CORP 90,000 60,000 -30,000 0.88% -$32.65K
PNC FINANCIAL 85,000 55,000 -30,000 0.83% -$35.14K
KRAFT HEINZ FOODS CO COMPANY GUAR 01/29 4.625 85,000 55,000 -30,000 0.82% -$33.24K
HASBRO INC 218,000 58,000 -160,000 0.82% -$168.66K
BANK OF NY MELLO 95,000 55,000 -40,000 0.81% -$45.57K
Security Shares Aug 2020 Shares Nov 2020 Δ shares End % Δ value
BANK OF AMERICA CORP MTN 3.550000% 03/05/2024 5,000 5,000 0 0.07% -$28

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