# Portfolio overlap — RYPFX vs FNX

Comparing **Royce Small-Cap Fund** (2026-03-31) and **First Trust Mid Cap Core AlphaDEX Fund** (2026-04-30).

- Shared positions: 77
- Royce Small-Cap Fund covered by First Trust Mid Cap Core AlphaDEX Fund: 0.1720867819115136413235011511
- First Trust Mid Cap Core AlphaDEX Fund covered by Royce Small-Cap Fund: 0.1720867819115136413235011514

## Royce Small-Cap Fund — top positions

| Security | Weight | Shared |
|----------|--------|--------|
| FIXED INC CLEARING CORP.REPO | 0.043230 |  |
| ARCOSA INC | 0.022644 | ✓ |
| ELEMENT SOLUTIONS INC | 0.018029 |  |
| ASSURED GUARANTY LTD | 0.013028 |  |
| SEI INVESTMENTS | 0.011826 | ✓ |
| RBC BEARINGS INC | 0.011272 |  |
| ENPRO INDUSTRIES INC | 0.010609 |  |
| JOHN BEAN TECHNOLOGIES CORP | 0.010552 | ✓ |
| QUAKER HOUGHTON | 0.010125 |  |
| ESAB CORP | 0.009576 | ✓ |
| CIRRUS LOGIC INC | 0.009488 | ✓ |
| INTERNATIONAL GENERAL INSURANCE HOLDINGS LTD BERMUDA | 0.009475 |  |
| ATMUS FILTRATION TECHNOLOGIES INC | 0.009460 | ✓ |
| ONTO INNOVATION INC | 0.009436 | ✓ |
| KADANT INC | 0.009346 |  |
| ESCO TECHNOLOGIES INC | 0.008917 | ✓ |
| VONTIER CORP W/I | 0.008826 | ✓ |
| ALAMOS GOLD INC A | 0.008658 |  |
| TMX GROUP LTD | 0.008651 |  |
| DORMAN PRODUCTS INC | 0.008486 |  |
| IMAX Corporation COM NPV | 0.008476 |  |
| SPROTT INC | 0.008178 |  |
| INTERPARFUMS INC | 0.007965 |  |
| POPULAR INC | 0.007906 | ✓ |
| CATALYST PHARMACEUTICALS INC | 0.007904 |  |
| ARTISAN PARTNERS ASSET MANAGEMENT INC A | 0.007657 |  |
| LINCOLN ELECTRIC HLDGS INC | 0.007524 | ✓ |
| M/I HOMES INC | 0.007509 |  |
| EXPONENT INC | 0.007427 |  |
| KORN FERRY | 0.007360 |  |
| NOVA LTD | 0.007334 |  |
| ACADEMY SPORTS and OUTDOORS INC | 0.007121 |  |
| COGNEX CORP | 0.007049 | ✓ |
| LCI INDUSTRIES | 0.007040 |  |
| STELLA-JONES INC | 0.007028 |  |
| VALMONT INDUSTRIES INC | 0.006994 | ✓ |
| KBR INC | 0.006952 | ✓ |
| DIGI INTL INC | 0.006835 |  |
| MAREX GROUP PLC | 0.006817 |  |
| E-L FINANCIAL CORP LTD COMMON STOCK | 0.006704 |  |
| NLIGHT INC | 0.006688 |  |
| LITTELFUSE INC | 0.006636 |  |
| GRAHAM CORPORATION | 0.006551 |  |
| INGEVITY CORP | 0.006511 |  |
| CONSTRUCTION PARTNERS INC CL A | 0.006495 | ✓ |
| IES HOLDINGS INC | 0.006478 | ✓ |
| APPLIED INDU TEC | 0.006394 | ✓ |
| VALVOLINE INC | 0.006265 | ✓ |
| ONEX CORP | 0.006229 |  |
| VISTEON CORP | 0.006050 |  |

## First Trust Mid Cap Core AlphaDEX Fund — top positions

| Security | Weight | Shared |
|----------|--------|--------|
| TD TRIPARTY MORTGAGE | 0.007760 |  |
| SANMINA CORP | 0.005701 | ✓ |
| VICOR CORPORATION | 0.005674 |  |
| TTM TECHNOLOGIES INC | 0.005510 | ✓ |
| VIAVI SOLUTIONS INC | 0.005342 |  |
| VIASAT INC | 0.004882 |  |
| IES HOLDINGS INC | 0.004586 | ✓ |
| PLANET LABS PBC A | 0.004488 |  |
| SKYWORKS SOLUTIONS INC | 0.004446 |  |
| PRIMORIS SVCS CORP | 0.004297 |  |
| STERLING INFRASTRUCTURE INC | 0.004295 |  |
| EVERUS CONSTRUCTION GROUP INC | 0.004237 |  |
| POWELL INDUSTRIES INC | 0.004173 |  |
| ENERSYS INC | 0.004165 |  |
| DYCOM INDUSTRIES INC | 0.004146 |  |
| TERAWULF INC | 0.004087 |  |
| TUTOR PERINI CORP | 0.004084 |  |
| VICTORY CAPITAL HOLDINGS INC CL A | 0.004068 | ✓ |
| ADV ENERGY INDS | 0.004036 |  |
| KILROY REALTY CORP | 0.004000 |  |
| MODINE MFG CO | 0.003986 | ✓ |
| SIRIUS XM HOLDINGS INC | 0.003960 |  |
| FIRST AMERICAN FINANCIAL CORP | 0.003946 |  |
| LITHIA MOTORS INC CL A | 0.003942 |  |
| FIRSTCASH HOLDINGS INC | 0.003938 | ✓ |
| ESCO TECHNOLOGIES INC | 0.003906 | ✓ |
| VORNADO RLTY TST | 0.003902 |  |
| ADT INC | 0.003888 |  |
| BRIGHTSPRING HEALTH SERVICES INC | 0.003819 |  |
| DIGITALOCEAN HOLDINGS INC | 0.003814 | ✓ |
| COMMERCIAL METALS CO | 0.003809 | ✓ |
| FORMFACTOR INC | 0.003804 | ✓ |
| EPR PROPERTIES | 0.003790 |  |
| ARCHROCK INC | 0.003778 |  |
| URBAN OUTFITTERS | 0.003767 |  |
| MILLROSE PROPERTIES INC | 0.003716 |  |
| EVEREST REINSURANCE GROUP LTD | 0.003703 |  |
| MERITAGE HOMES CORP | 0.003694 |  |
| RADIAN GROUP INC | 0.003675 |  |
| MACYS INC | 0.003667 |  |
| HF SINCLAIR CORP | 0.003655 |  |
| LKQ CORP | 0.003648 |  |
| MOHAWK INDUSTRIES INC | 0.003637 |  |
| COCA COLA CONSOLIDATED INC | 0.003629 |  |
| MADISON SQUARE GARDEN SPORTS CORP | 0.003615 |  |
| MATSON INC | 0.003610 | ✓ |
| LYFT INC-A | 0.003610 |  |
| BOYD GAMING CORP | 0.003590 | ✓ |
| GENTEX CORP | 0.003588 | ✓ |
| MIRUM PHARMACEUTICALS INC | 0.003574 |  |


## Sources

- N-PORT (fund A) — accession `0001410368-26-049635` (as of 2026-03-31)
  <https://www.sec.gov/Archives/edgar/data/709364/000141036826049635/0001410368-26-049635-index.htm>
- N-PORT (fund B) — accession `0000940400-26-025129` (as of 2026-04-30)
  <https://www.sec.gov/Archives/edgar/data/1383496/000094040026025129/0000940400-26-025129-index.htm>

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