# Portfolio overlap — PREF vs NPSAX Comparing **Principal Spectrum Preferred Securities Active ETF** (2026-03-31) and **Nuveen Preferred Securities and Income Fund** (2026-02-28). - Shared positions: 60 - Principal Spectrum Preferred Securities Active ETF covered by Nuveen Preferred Securities and Income Fund: 0.2313733420133277714177766428 - Nuveen Preferred Securities and Income Fund covered by Principal Spectrum Preferred Securities Active ETF: 0.2313733420133277714177766427 ## Principal Spectrum Preferred Securities Active ETF — top positions | Security | Weight | Shared | |----------|--------|--------| | Principal Government Money Market Fund | 0.030503 | | | METLIFE INC | 0.028522 | ✓ | | Bank of Nova Scotia (The) | 0.025213 | | | BANK OF AMERICA CORP REGD V/R /PERP/ 6.25000000 | 0.025133 | ✓ | | TORONTO DOM BANK | 0.024877 | ✓ | | JPMorgan Chase & Co., Series OO | 0.023692 | ✓ | | The PNC Financial Services Group, Inc. | 0.019972 | ✓ | | Bank of America Corp. | 0.018606 | ✓ | | ENBRIDGE INC SUBORDINATED 01/84 VAR | 0.018074 | ✓ | | HUNTINGTON BANCSHARES JR SUBORDINA 12/99 VAR | 0.016516 | ✓ | | Wells Fargo & Co. | 0.014954 | ✓ | | Bank of Montreal | 0.014732 | ✓ | | Energy Transfer L.P. | 0.014147 | ✓ | | HUNTINGTON BANCSHARES JR SUBORDINA 12/99 VAR | 0.013774 | ✓ | | Goldman Sachs Group, Inc. (The), Series X | 0.013753 | ✓ | | MTB V3.5 PERP | 0.013260 | ✓ | | PRUDENTIAL FIN | 0.013253 | | | Royal Bank of Canada | 0.013028 | | | The Goldman Sachs Group, Inc. | 0.012952 | ✓ | | NEXTERA ENERGY | 0.012156 | | | MYLIFE V6.1 06/11/55 144A | 0.012097 | | | CM V6.95 01/28/85 | 0.012089 | ✓ | | DUKE ENERGY COR | 0.011273 | | | USB V3.7 PERP | 0.011181 | | | TRANSCANADA TRUST REGD V/R 5.60000000 | 0.011125 | ✓ | | Citigroup Inc., Series DD | 0.010957 | ✓ | | Wells Fargo & Co. | 0.010863 | ✓ | | ELECTRICITE DE FRANCE T5Y+NA PERP 144A | 0.010654 | | | C V6.75 PERP EE | 0.010572 | | | Voya Financial, Inc., Series A | 0.010416 | ✓ | | LIBMUT V4.125 12/15/51 144A | 0.010249 | | | PNC FINANCIAL SERVICES JR SUBORDINA 12/99 VAR | 0.010209 | ✓ | | AMER ELEC PWR | 0.009873 | ✓ | | COF V3.95 PERP M | 0.009756 | | | Dai-ichi Life Insurance Co., Ltd. (The) | 0.009357 | | | RY 6.35 11/24/2084 | 0.009226 | | | CORPBOND | 0.009123 | | | Royal Bank of Canada | 0.009108 | | | BMO V6.875 11/26/85 6 | 0.009045 | ✓ | | TORONTO-DOMINION BANK/THE JR SUBORDINA 07/84 VAR | 0.008744 | | | CANADIAN IMPERIAL BANK OF COMM JR SUBORDINA 10/85 VAR | 0.008707 | ✓ | | METLIFE INC JR SUBORDINA 144A 04/68 9.25 | 0.008307 | ✓ | | NIPPON LIFE INSURANCE SUBORDINATED 144A 01/51 VAR | 0.008188 | | | DOMINION ENERGY | 0.007955 | | | C V7.375 PERP Z | 0.007929 | ✓ | | Truist Financial Corp., Series N | 0.007809 | ✓ | | State Street Corp., Series J | 0.007779 | | | REINSURANCE GRP | 0.007440 | ✓ | | ALLIANT ENERGY | 0.007261 | | | BP Capital Markets PLC | 0.006926 | | ## Nuveen Preferred Securities and Income Fund — top positions | Security | Weight | Shared | |----------|--------|--------| | WHEAT SEP 26 | 0.055289 | | | State Street Navigator Securities Lending Government Money Market Portfolio | 0.029236 | | | UBS V9.25 PERP 144A | 0.019213 | | | BARCLAYS PLC REGD V/R /PERP/ 9.62500000 | 0.016771 | | | NWG 8 1/8 PERP | 0.015415 | | | SECBEN V9.508 PERP 144A | 0.014444 | | | SANTAN 9 5/8 PERP | 0.014428 | | | SANTAN 8 PERP | 0.014383 | | | Bank of Montreal | 0.012964 | ✓ | | JPMorgan Chase & Co., Series NN | 0.011905 | ✓ | | NATWEST GROUP PLC JR SUBORDINA 12/99 VAR | 0.011665 | | | Nuveen Preferred And Income ETF | 0.011515 | | | Bank of America Corp. | 0.011306 | ✓ | | ENBRIDGE INC SUBORDINATED 01/84 VAR | 0.011071 | ✓ | | BNP PARIBAS SA JR SUBORDINA 144A 12/99 VAR | 0.010745 | | | Credit Agricole SA | 0.010384 | | | HSBC HOLDINGS PLC JR SUBORDINA 12/99 VAR | 0.009966 | | | C V6.625 PERP | 0.009889 | ✓ | | ESGR 7 PERP | 0.009838 | | | LLOYDS BANKING GROUP PLC JR SUBORDINA 12/99 VAR | 0.009362 | | | Assured Guaranty Municipal Holdings, Inc. | 0.009333 | | | RY V6.5 05/24/86 | 0.009310 | ✓ | | LLAKES 7 1/4 PERP | 0.009268 | | | Societe Generale SA (pfd) 10.00% 05/14/2174 Perpetual | 0.009165 | | | NORDEA BANK ABP F2V | 0.008970 | | | BBVASM V7.75 PERP | 0.008696 | | | HSBC Holdings PLC Floating rate, Due 12/31/2049 | 0.008658 | | | Phoenix Group Holdings PLC | 0.008311 | | | ASSURANT INC SUBORDINATED 03/48 VAR | 0.008161 | | | BNS 6 7/8 10/27/2085 | 0.008129 | ✓ | | SECBEN 6 1/2 PERP | 0.008114 | | | RY V6.75 08/24/85 | 0.007816 | ✓ | | BNP V7.75 PERP 144A | 0.007816 | | | ET V7.125 PERP G | 0.007747 | | | Banco Bilbao Vizcaya Argentaria S.A. | 0.007670 | | | Truist Financial Corp., Series N | 0.007473 | ✓ | | CREDIT AGRICOLE SA F2V | 0.007434 | | | Goldman Sachs Group, Inc. (The), Series X | 0.007424 | ✓ | | Societe Generale SA (pfd) 9.38% 05/22/2174 Perpetual | 0.007392 | | | The PNC Financial Services Group, Inc. | 0.007293 | ✓ | | Wells Fargo & Co. | 0.007148 | ✓ | | HSBC Holdings PLC, Series | 0.007071 | | | BANK OF AMERICA CORP REGD V/R /PERP/ 6.25000000 | 0.007070 | ✓ | | ING GROEP NV JR SUBORDINA 12/99 VAR | 0.006882 | | | BNP PARIBAS SA JR SUBORDINA 144A 12/99 VAR | 0.006841 | | | Societe Generale SA | 0.006821 | | | GM V5.75 PERP A | 0.006626 | | | JPMorgan Chase & Co., Series OO | 0.006558 | ✓ | | CANADIAN IMPERIAL BANK OF COMM JR SUBORDINA 10/85 VAR | 0.006537 | ✓ | | CM V6.95 01/28/85 | 0.006531 | ✓ | ## Sources - N-PORT (fund A) — accession `0001410368-26-043492` (as of 2026-03-31) - N-PORT (fund B) — accession `0001380786-26-000026` (as of 2026-02-28) --- _Informational only — not investment advice. FundWatcher presents publicly available data and makes no recommendation to buy or sell any security. Verify all figures against the source filing before relying on them._ _Data sourced from U.S. SEC EDGAR filings (Forms N-PORT, N-CEN, and prospectus Risk/Return summaries). FundWatcher is not affiliated with the SEC._ _Use of this data is subject to the FundWatcher Terms of Service. Information may be used only for personal, non-commercial research and may not be redistributed. See _