# Portfolio overlap — PPSIX vs PQDI Comparing **Spectrum Preferred and Capital Securities Income Fund** (2026-02-28) and **Principal Spectrum Preferred and Income ETF** (2026-03-31). - Shared positions: 76 - Spectrum Preferred and Capital Securities Income Fund covered by Principal Spectrum Preferred and Income ETF: 0.3371501136610705178960660726 - Principal Spectrum Preferred and Income ETF covered by Spectrum Preferred and Capital Securities Income Fund: 0.3371501136610705178960660726 ## Spectrum Preferred and Capital Securities Income Fund — top positions | Security | Weight | Shared | |----------|--------|--------| | The PNC Financial Services Group, Inc. | 0.022120 | ✓ | | Principal Government Money Market Fund - Class R-6 | 0.019405 | | | BANK OF AMERICA CORP REGD V/R /PERP/ 6.25000000 | 0.017035 | ✓ | | LIBMUT 7.8 03/15/37 | 0.016968 | | | ING GROEP NV JR SUBORDINA 12/99 VAR | 0.016176 | ✓ | | BARCLAYS PLC REGD V/R /PERP/ 9.62500000 | 0.015551 | ✓ | | NWG 8 1/8 PERP | 0.014518 | | | Huntington Bancshares, Inc. Series G, 4.450%, to 10/15/2027 | 0.013971 | | | METLIFE INC | 0.013670 | | | C V6.625 PERP | 0.013666 | | | METLIFE INC JR SUBORDINA 144A 04/68 9.25 | 0.012562 | | | CREDIT AGRICOLE SA F2V | 0.012470 | ✓ | | Wells Fargo & Co. | 0.011749 | ✓ | | ENBRIDGE INC SUBORDINATED 07/80 VAR | 0.011576 | | | BNS 6 7/8 10/27/2085 | 0.010949 | ✓ | | STT V6.7 PERP I | 0.010491 | ✓ | | GS V6.85 PERP | 0.010361 | | | State Street Corp., Series J | 0.010347 | | | JPMorgan Chase & Co., Series NN | 0.010341 | ✓ | | BNP V7.75 PERP 144A | 0.010225 | ✓ | | JPMorgan Chase & Co., Series OO | 0.010102 | | | Bank of America Corp. | 0.009775 | ✓ | | Wells Fargo & Co. | 0.009656 | ✓ | | Royal Bank of Canada | 0.009634 | ✓ | | BBVASM V7.75 PERP | 0.009282 | | | SANTAN 9 5/8 PERP | 0.009035 | | | BANCO SANTANDER SA REGD V/R /PERP/ SER * 9.62500000 | 0.008961 | | | Royal Bank of Canada | 0.008946 | ✓ | | Sumitomo Life Insurance Co. | 0.008920 | | | Banco Bilbao Vizcaya Argentaria S.A. | 0.008817 | ✓ | | RY 6.35 11/24/2084 | 0.008668 | ✓ | | Nordea Bank Abp | 0.008499 | ✓ | | UBS V9.25 PERP 144A | 0.008313 | | | CORPBOND | 0.008147 | | | SCGAU 5 1/8 09/24/2080 | 0.008102 | | | HUNTINGTON BANCSHARES JR SUBORDINA 12/99 VAR | 0.007976 | ✓ | | Bank of Nova Scotia (The) | 0.007920 | ✓ | | Bank of Montreal | 0.007691 | | | Citigroup Inc., Series DD | 0.007668 | ✓ | | Argentum Netherlands BV for Swiss Re Ltd. | 0.007520 | | | Invesco Preferred ETF | 0.007515 | | | DOMINION ENERGY | 0.007100 | | | MTB V3.5 PERP | 0.007047 | ✓ | | Truist Financial Corp. Series Q Perpetual, 5.10%, 03/01/2030 | 0.006976 | | | STANLN 7 3/4 PERP | 0.006974 | | | BNP PARIBAS SA JR SUBORDINA 144A 12/99 VAR | 0.006861 | | | ENBRIDGE INC SUBORDINATED 03/78 VAR | 0.006828 | | | HUNTINGTON BANCSHARES JR SUBORDINA 12/99 VAR | 0.006630 | ✓ | | CITIZENS FINANCIAL GROUP JR SUBORDINA 12/99 VAR | 0.006556 | ✓ | | Societe Generale SA (pfd) 10.00% 05/14/2174 Perpetual | 0.006383 | | ## Principal Spectrum Preferred and Income ETF — top positions | Security | Weight | Shared | |----------|--------|--------| | ING GROEP NV JR SUBORDINA 12/99 VAR | 0.035589 | ✓ | | STT V6.7 PERP I | 0.035160 | ✓ | | Citigroup Inc., Series DD | 0.034064 | ✓ | | NORDEA BANK ABP F2V | 0.028504 | ✓ | | Bank of America Corp. | 0.024679 | ✓ | | Bank of Montreal | 0.024637 | ✓ | | CREDIT AGRICOLE SA F2V | 0.024299 | ✓ | | The Goldman Sachs Group, Inc. | 0.023946 | ✓ | | Dominion Energy, Inc., Series C | 0.023691 | | | The PNC Financial Services Group, Inc. | 0.022143 | ✓ | | Bank of Nova Scotia (The) | 0.021892 | ✓ | | JPMorgan Chase & Co., Series NN | 0.021852 | ✓ | | HSBC HOLDINGS PLC JR SUBORDINA 12/99 VAR | 0.021569 | ✓ | | NATWEST GROUP PLC JR SUBORDINA 12/99 VAR | 0.021395 | ✓ | | TORONTO DOM BANK | 0.019417 | ✓ | | LLOYDS BANKING GROUP PLC JR SUBORDINA 12/99 VAR | 0.018705 | ✓ | | Truist Financial Corp., Series N | 0.018022 | | | UBS V7 PERP 144a | 0.017549 | ✓ | | Royal Bank of Canada | 0.016724 | ✓ | | KeyCorp, Series E, Pfd. | 0.016414 | ✓ | | PNC FINANCIAL SERVICES REGD V/R /PERP/ SER U 6.00000000 | 0.016195 | ✓ | | SANTAN 8 PERP | 0.015865 | ✓ | | BNP PARIBAS SA JR SUBORDINA 144A 12/99 VAR | 0.015674 | ✓ | | HUNTINGTON BANCSHARES JR SUBORDINA 12/99 VAR | 0.015455 | ✓ | | RY V6.75 08/24/85 | 0.015356 | ✓ | | CANADIAN IMPERIAL BANK OF COMM JR SUBORDINA 10/85 VAR | 0.015204 | ✓ | | Toronto-Dominion Bank/The | 0.014802 | ✓ | | UBS V9.25 PERP 144a | 0.014431 | ✓ | | Morgan Stanley, Series K, Pfd. | 0.014064 | ✓ | | CRBG V6.875 PERP | 0.013797 | ✓ | | BARCLAYS PLC REGD V/R /PERP/ 7.62500000 | 0.013672 | ✓ | | C V6.875 PERP GG | 0.013636 | ✓ | | Banco Bilbao Vizcaya Argentaria S.A. | 0.013003 | ✓ | | Wells Fargo & Co. | 0.011063 | ✓ | | RF 6.95 PERP | 0.010995 | ✓ | | STANDARD CHARTERED PLC JR SUBORDINA 144A 12/99 VAR | 0.010938 | | | BNS 6 7/8 10/27/2085 | 0.010715 | ✓ | | HUNTINGTON BANCSHARES JR SUBORDINA 12/99 VAR | 0.010376 | ✓ | | BK V5.625 PERP M | 0.010313 | ✓ | | UBS V6.6 PERP 144A | 0.010279 | ✓ | | Royal Bank of Canada | 0.009244 | ✓ | | NOMURA HOLDINGS INC JR SUBORDINA 12/99 VAR | 0.009088 | ✓ | | BANK OF AMERICA CORP REGD V/R /PERP/ 6.25000000 | 0.009081 | ✓ | | Voya Financial, Inc., Series A | 0.009017 | ✓ | | Societe Generale SA | 0.008701 | ✓ | | State Street Navigator Securities Lending Portfolio II | 0.008426 | | | MTB V3.5 PERP | 0.008011 | ✓ | | Citizens Financial Group, Inc., Series I, Pfd. | 0.007894 | ✓ | | CAPITAL ONE FINANCIAL CORP SER J 5% PFD PERP | 0.007752 | ✓ | | Bank of America Corp., Series QQ, Pfd. | 0.007555 | ✓ | ## Sources - N-PORT (fund A) — accession `0000898745-26-000539` (as of 2026-02-28) - N-PORT (fund B) — accession `0001410368-26-043496` (as of 2026-03-31) --- _Informational only — not investment advice. FundWatcher presents publicly available data and makes no recommendation to buy or sell any security. Verify all figures against the source filing before relying on them._ _Data sourced from U.S. SEC EDGAR filings (Forms N-PORT, N-CEN, and prospectus Risk/Return summaries). FundWatcher is not affiliated with the SEC._ _Use of this data is subject to the FundWatcher Terms of Service. Information may be used only for personal, non-commercial research and may not be redistributed. See _