# Portfolio overlap — HMJAX vs FSMB

Comparing **Hartford Municipal Short Duration Fund** (2026-01-31) and **First Trust Short Duration Managed Municipal ETF** (2026-04-30).

- Shared positions: 14
- Hartford Municipal Short Duration Fund covered by First Trust Short Duration Managed Municipal ETF: 0.02733891646715875470811531120
- First Trust Short Duration Managed Municipal ETF covered by Hartford Municipal Short Duration Fund: 0.02733891646715875470811531119

## Hartford Municipal Short Duration Fund — top positions

| Security | Weight | Shared |
|----------|--------|--------|
| MAIN STR NAT GA 4% 3/1/2050 | 0.022601 | ✓ |
| TX TPK AUTH-A-UNREF | 0.022540 |  |
| State of Illinois, Series D | 0.020230 |  |
| PHILADELPHIA SD - A | 0.017110 |  |
| STATE OF NEW YORK SALES TAX REVENUE 5.0% 03-15-30 | 0.014613 |  |
| NEW_HAVEN CT 5% 8/1/2030 | 0.014514 |  |
| State of Illinois, Series 2025B | 0.014324 |  |
| MINNEAPOLIS-ST PAUL METROPOLITAN AIRPORTS COMMISSION | 0.014246 |  |
| MTRO WA DC ARPT 5% 10/1/2029 @ | 0.014223 |  |
| TRIBOROUGH NY BRIDGE & TUNNEL AUTH PAYROLL MOBILITY TAX | 0.014173 |  |
| Southeast Energy Authority A Cooperative District | 0.014095 | ✓ |
| CHICAGO IL MIDWAY ARPT REVENUE | 0.013939 |  |
| PORT OF SEATTLE WA REVENUE REGD N/C B/E AMT 5.00000000 | 0.013890 |  |
| LOWER AL GAS DIST GAS PROJ REV LOWER ALABAMA GAS DISTRICT/THE | 0.013763 |  |
| Southeast Alabama Gas Supply District/The | 0.013746 |  |
| MASSACHUSETTS ST SCH BLDG AUTH SALES TAX REVENUE | 0.013509 |  |
| N TX TOLLWAY AUTH REVENUE | 0.013458 |  |
| RESTRUCTURED-SER A1 | 0.013438 |  |
| INDIANAPOLIS IN LOCAL PUBLIC IMPT BOND BANK | 0.013414 |  |
| Wisconsin (State of) Public Finance Authority (Duke Energy Progress), Series 2022, Ref. RB | 0.013180 | ✓ |
| MISSISSIPPI ST GAMING TAX REVENUE | 0.013162 |  |
| FIXED INC CLEARING CORP.REPO | 0.013053 |  |
| County of Allen | 0.012214 |  |
| SOUTH DAKOTA ST HSG DEV AUTH REGD B/E GNMA/FN 6.25000000 | 0.011776 |  |
| PROVIDENCE RI PUBLIC BLDGS AUTH REVENUE | 0.011726 |  |
| El Paso County Hospital District | 0.011449 |  |
| E MONTGOMERY IMPT DT | 0.011402 |  |
| SOUTHCENTRL PA GEN AUTH REVENUE | 0.011359 |  |
| MARYLAND ST HLTH & HGR EDUCTNL FACS AUTH REVENUE | 0.011143 |  |
| WISCONSIN CTR 0% 12/15/2031 | 0.011068 |  |
| ALABAMA ST HSG FIN AUTH SF MTGE REVENUE | 0.010937 |  |
| BLACK BELT ENERGY GAS DIST AL GAS PROJECT REVENUE | 0.010915 |  |
| LANCASTER SD-A-REF | 0.010852 |  |
| NJ ST TRANSN TR FD | 0.010676 |  |
| Jefferson (County of), AL, Series 2024, Ref. RB | 0.010613 |  |
| IL ST SALES TAX-D-REF | 0.010596 |  |
| CALIFORNIA ST HLTH FACS FING AUTH REVENUE | 0.010220 |  |
| RHODE ISLAND HLTH & EDUCTNL BLDG CORP PUBLIC SCHS REVENUE | 0.010031 |  |
| STHRN CA PUB PWR-A | 0.009829 |  |
| TEXAS ST MUNI GAS ACQUISITION& SPLY CORP III GAS SPLY REVEN | 0.009537 |  |
| RHODE IS ST STU 5% 12/1/2027 @ | 0.009526 |  |
| DALLAS TX HOTEL OCCUPANCY TAX REVENUE | 0.009262 |  |
| NORTH CAROLINA ST MED CARE COMMISSION RETMNT FACS REVENUE | 0.009234 |  |
| MTATRN 5 11/15/2030 | 0.008820 |  |
| AMERICAN MUNI PWR-OHIO INC OH REVENUE | 0.008609 |  |
| SHREVEPORT-REV-REF | 0.008586 |  |
| LOUISIANA PUB FACS AUTH REVENUE | 0.008585 |  |
| RI HLTH & EDUCTNL-C | 0.008516 |  |
| CHICAGO IL BRD OF EDU | 0.008353 |  |
| Black Belt Energy Gas District, Gas Project, Series 2022C-1 | 0.008318 |  |

## First Trust Short Duration Managed Municipal ETF — top positions

| Security | Weight | Shared |
|----------|--------|--------|
| Southeast Energy Authority, Alabama, Revenue Bonds Cooperative District Energy Supply Series 2024C | 0.010781 |  |
| County of Utah UT | 0.008459 |  |
| OH OHSDEV 11/01/2039 | 0.008131 |  |
| Wisconsin (State of) Public Finance Authority (Duke Energy Progress), Series 2022, Ref. RB | 0.007243 | ✓ |
| St. John the Baptist (Parish of), LA (Marathon Oil Corp.), Series 2017, Ref. RB | 0.006812 |  |
| Main Street Energy, Inc., Series D | 0.006590 |  |
| Palm Beach (County of), FL Health Facilities Authority (ACTS Retirement-Life Communities, Inc.), Series 2016, Ref. RB | 0.006334 |  |
| NYC MUNI WTR FIN-BB | 0.005921 |  |
| Public Energy Authority of Kentucky, Gas Supply Revenue Bonds, Refunding Series 2025A | 0.005890 |  |
| Black Belt Energy Gas District | 0.005821 |  |
| BLACK BELT ENERGY GAS VAR | 0.005787 |  |
| NM MUNI ENERGY ACQ AU | 0.005721 |  |
| NEW YORK ST HSG FIN AGY AFFORDABLE HSG REVENUE | 0.005317 |  |
| LOS ANGELES CA DEPT OF ARPTS A REGD B/E AMT 5.00000000 | 0.005316 |  |
| ALLEGHENY HOSP DEV-A | 0.005231 |  |
| WHITING IN ENVRNMNTL FACS REVE REGD V/R B/E AMT 5.00000000 | 0.005204 |  |
| MD CMNTY DEV-D-2 | 0.005135 |  |
| UNITED AIRLINES INC 4.0% 07-15-29 | 0.005107 |  |
| WASTE MANAGEMENT INC (MPT) 3.45% 11-01-44 | 0.005076 |  |
| NEW YORK NY REGD V/R B/E 2.65000000 | 0.005075 |  |
| NORTH CAROLINA ST HSG FIN AGYM REGD V/R B/E 5.00000000 | 0.004917 |  |
| TX TMGUTL 01/01/2054 | 0.004815 |  |
| FARM N MEX PCR 0% 6/1/2040 MT | 0.004764 |  |
| Public Energy Authority of Kentucky, Gas Supply Revenue Bonds, Refunding Series 2024B | 0.004620 |  |
| DFW ARPT 5% 11/1/2031 @ | 0.004612 |  |
| FLORIDA DEV FIN CORP HLTHCAREFACS REVENUE | 0.004581 |  |
| City of Atlanta GA Department of Aviation | 0.004563 |  |
| TN TNSUTL 05/01/2053 | 0.004354 |  |
| City of Philadelphia PA Airport Revenue | 0.004342 |  |
| FAIRFAX C VA 5% 1/1/2045 MT | 0.004323 |  |
| WASTE MANAGEMENT INC (MPT) 3.45% 10-01-41 | 0.004255 |  |
| NORTH BLOCK ASSOCIATES LLC HUD SECT 8 FHA 221(D)(4) (MPT) 3.4% 02-01-29 | 0.004249 |  |
| COUNTY OF TRIMBLE KY TRMENV 06/33 FIXED 3.75 | 0.004234 |  |
| ARKANSAS DEV FIN AUTH ENVIRONM REGD V/R B/E AMT 4.00000000 | 0.004223 |  |
| MOBILE PCR-VAR-AL PWR | 0.004192 |  |
| MTRO WA DC ARPT 5% 10/1/2031 @ | 0.004155 |  |
| LEHIGH PA_IDA 3% 9/1/2029 | 0.004146 |  |
| INDIANAPOLIS IN LOCAL PUBLIC I REGD N/C B/E AMT 5.00000000 | 0.004125 |  |
| State of Illinois, Series C | 0.004124 |  |
| NORTHWESTERN CORP 3.875% 07-01-28 | 0.004114 |  |
| HOUSTON-UTL SYS-B-REF | 0.004101 |  |
| DE ST EDA 3.60% 1/1/31 | 0.004093 |  |
| PEFA INC VAR | 0.004075 |  |
| TENNERGY CORP TN GAS REVENUE TENNERGY CORP/TN | 0.004035 |  |
| NY TRANS CORP 5% 1/1/2032 @ | 0.004010 |  |
| SOUTHEAST ENERGY-F | 0.003984 |  |
| SOUTHEAST ENERGY AUTH VAR | 0.003963 |  |
| South Carolina Jobs-Economic Development Authority, Series 2023A | 0.003914 |  |
| MTRO WA DC ARPT 5% 10/1/2035 @ | 0.003899 |  |
| NYC HSG DEV CORP-F-2A | 0.003825 |  |


## Sources

- N-PORT (fund A) — accession `0001410368-26-030401` (as of 2026-01-31)
  <https://www.sec.gov/Archives/edgar/data/1006415/000141036826030401/0001410368-26-030401-index.htm>
- N-PORT (fund B) — accession `0000940400-26-025147` (as of 2026-04-30)
  <https://www.sec.gov/Archives/edgar/data/1424212/000094040026025147/0000940400-26-025147-index.htm>

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