# Portfolio overlap — HICSX vs FCVT Comparing **Harbor Convertible Securities Fund** (2026-01-31) and **First Trust SSI Strategic Convertible Securities ETF** (2026-04-30). - Shared positions: 59 - Harbor Convertible Securities Fund covered by First Trust SSI Strategic Convertible Securities ETF: 0.3740727663401856138958046108 - First Trust SSI Strategic Convertible Securities ETF covered by Harbor Convertible Securities Fund: 0.3740727663401856138958046109 ## Harbor Convertible Securities Fund — top positions | Security | Weight | Shared | |----------|--------|--------| | WESTERN DIGITAL CORPORATION SR UNSEC CV 3.0% 11-15-28 | 0.034140 | ✓ | | Boeing Co. (The), Conv. Pfd. | 0.025224 | ✓ | | Lumentum Holdings Inc., Conv. | 0.017485 | ✓ | | Wells Fargo & Co., Series L, Conv. Pfd. | 0.017433 | ✓ | | NEXTERA ENERGY INC PREFFERD STOCK | 0.015723 | | | BLOOM ENERGY CORP CONV 0% 11/15/2030 144A | 0.014564 | ✓ | | LUMENTUM HOLDINGS INC SR UNSECURED 12/29 1.5 | 0.014516 | | | FIRSTENERGY CORP SR UNSECURED 144A 01/29 3.625 | 0.014012 | | | AKAMAI TECHNOLOGIES INC SR UNSECURED 02/29 1.125 | 0.013504 | | | WULF 1 09/01/31 | 0.013480 | ✓ | | Bank of America Corp., Series L, Conv. Pfd. | 0.013058 | ✓ | | STX 3.5 06/01/28 | 0.012752 | ✓ | | SUPER MICRO COMPUTER INC CONV 3.5% 03/01/2029 | 0.011769 | | | Guardant Health, Inc. | 0.011493 | | | ALBEMARLE CORP PFD | 0.011039 | ✓ | | InterDigital, Inc., Convertible | 0.010859 | ✓ | | AST SPACEMOBILE INC SR UNSECURED 144A 01/36 2 | 0.010526 | ✓ | | SNOWFLAKE INC CONV 0% 10/01/2027 | 0.010461 | ✓ | | Sirius XM Holdings, Inc. | 0.010449 | | | WELLTOWER OP LLC CV 144A SR UNSEC 2.75% 05-15-28 | 0.010223 | ✓ | | ROCKET LAB USA INC CONV 4.25% 02/01/2029 144A | 0.010023 | | | Workvia, Inc. | 0.009964 | | | UNITY SOFTWARE INC CONV 0% 11/15/2026 | 0.009954 | | | UBER TECHNOLOGIES INC SR UNSECURED 12/28 0.875 | 0.009891 | ✓ | | CIPHER MINING INC CONV 0% 10/01/2031 144A | 0.009816 | ✓ | | ALRM 2.25 06/01/29 | 0.009746 | | | RIVN 3.625 10/15/30 | 0.009729 | ✓ | | ALNYLAM PHARMACEUTICALS INC SR UNSECURED 144A 09/28 0.0000 | 0.009618 | | | ETSY INC SR UNSECURED 09/27 0.125 | 0.009594 | | | DraftKings Holdings, Inc., Convertible | 0.009324 | | | Applied Digital Corporation, Convertible | 0.009317 | ✓ | | Match Group FinanceCo 3, Inc., Conv. | 0.009298 | | | El Paso Energy Capital Trust I, Conv. Pfd. | 0.009251 | | | GUARDANT HEALTH INC CONV 0% 05/15/2033 144A | 0.009181 | ✓ | | SOFI TECHNOLOGIES INC CONV 0% 10/15/2026 144A | 0.009164 | | | WT 4.625 08/15/30 | 0.008985 | ✓ | | BRIDGEBIO PHARMA INC CONV 2.25% 02/01/2029 | 0.008779 | | | CNP 4.25 08/15/26 | 0.008612 | | | MIRUM PHARMACEUTICALS INC CONV 4% 05/01/2029 | 0.008512 | ✓ | | IONS 1.75 06/15/28 | 0.008443 | | | GME 0 04/01/30 | 0.008334 | | | SOUTHERN CO/THE SR UNSECURED 06/27 4.5 | 0.008284 | | | JBT MAREL CORP SR UNSECURED 144A 09/30 0.375 | 0.008284 | ✓ | | Akamai Technologies, Inc., Convertible | 0.008195 | | | BWX Technologies, Inc., Convertible | 0.007964 | ✓ | | EOS ENERGY ENTERPRISES INC CONV 6.75% 06/15/2030 144A | 0.007906 | | | Bridgebio Pharma, Inc. | 0.007899 | ✓ | | Astronics Corporation | 0.007861 | ✓ | | SOUTHERN CO/THE SR UNSECURED 144A 06/28 3.25 | 0.007729 | | | ETSY INC CONV 0.125% 10/01/2026 | 0.007686 | | ## First Trust SSI Strategic Convertible Securities ETF — top positions | Security | Weight | Shared | |----------|--------|--------| | WESTERN DIGITAL CORPORATION SR UNSEC CV 3.0% 11-15-28 | 0.045102 | ✓ | | Lumentum Holdings Inc., Conv. | 0.038626 | ✓ | | DREY-GVT CSH-I | 0.026453 | | | Boeing Co. (The), Conv. Pfd. | 0.023624 | ✓ | | Morgan Stanley Finance LLC | 0.020426 | | | ON Semiconductor Corporation, Convertible | 0.018523 | ✓ | | NextEra Energy Capital Holdings, Inc., Convertible | 0.017763 | | | LYV 2.875 01/15/30 | 0.017562 | | | Morgan Stanley Finance LLC | 0.016406 | | | BLOOM ENERGY CORP CONV 0% 11/15/2030 144A | 0.016384 | ✓ | | Wells Fargo & Co., Series L, Conv. Pfd. | 0.013349 | ✓ | | ALBEMARLE CORP PFD | 0.013005 | ✓ | | BABA 0.5 06/01/31 | 0.012487 | | | Nebius Group NV 1.0%, Due 09/15/2030 | 0.012230 | | | NBIS 1.25 03/15/31 | 0.012130 | | | WELLTOWER OP LLC CV 144A SR UNSEC 2.75% 05-15-28 | 0.011283 | ✓ | | MKS INC SR UNSECURED 06/30 1.25 | 0.011073 | ✓ | | Oracle Corp., Series D | 0.010756 | | | BTSG 6.75 02/01/27 | 0.010602 | ✓ | | STX 3.5 06/01/28 | 0.010399 | ✓ | | IREN LTD SR UNSECURED 144A 07/31 0.0000 | 0.010375 | | | MICROCHIP TECHNOLOGY INC SER A 7.5% PC 03/15/2028 | 0.009809 | ✓ | | JAZZ INVTS I LTD CONV 3.125% 09/15/2030 | 0.009614 | ✓ | | Bank of America Corp., Series L, Conv. Pfd. | 0.009489 | ✓ | | HPE 7 5/8 | 0.009398 | ✓ | | SNOWFLAKE INC CONV 0% 10/01/2027 | 0.008981 | ✓ | | RIVN 3.625 10/15/30 | 0.008809 | ✓ | | IONS 0 12/01/30 | 0.008783 | ✓ | | Akamai Technologies, Inc., Convertible | 0.008738 | | | AEIS 2.5 09/15/28 | 0.008724 | ✓ | | CRWV 1.75 12/01/31 | 0.008695 | ✓ | | The Southern Company | 0.008663 | | | GVA 3 1/4 06/15/30 | 0.008235 | | | WT 4.625 08/15/30 | 0.008211 | ✓ | | MTSI 0 12/15/29 | 0.008136 | ✓ | | BWX Technologies, Inc., Convertible | 0.008067 | ✓ | | SMTC 0 10/15/30 | 0.008026 | | | WEC Energy Group, Inc., Convertible | 0.008022 | ✓ | | Viavi Solutions, Inc., Convertible | 0.007773 | | | SOLARIS ENERGY INFRASTRUCTURE SR UNSECURED 10/31 0.25 | 0.007731 | ✓ | | UBER TECHNOLOGIES INC SR UNSECURED 12/28 0.875 | 0.007706 | ✓ | | NEBIUS GROUP NV CONV 2.75% 09/15/2032 144A | 0.007386 | | | UCTT 0 03/15/31 | 0.007323 | | | QXO INC PREFERRED STOCK 05/28 5.5 | 0.007311 | ✓ | | MPUS 3 03/01/30 | 0.007138 | ✓ | | LEU 0 08/15/32 | 0.006986 | ✓ | | PLANET LABS PBC CONV 0.5% 10/15/2030 144A | 0.006949 | ✓ | | ZTS 0.25 06/15/29 | 0.006691 | | | CORZ 0 06/15/31 | 0.006542 | | | DOCN 0 08/15/30 | 0.006449 | ✓ | ## Sources - N-PORT (fund A) — accession `0001410368-26-033750` (as of 2026-01-31) - N-PORT (fund B) — accession `0000940400-26-024899` (as of 2026-04-30) --- _Informational only — not investment advice. FundWatcher presents publicly available data and makes no recommendation to buy or sell any security. Verify all figures against the source filing before relying on them._ _Data sourced from U.S. SEC EDGAR filings (Forms N-PORT, N-CEN, and prospectus Risk/Return summaries). FundWatcher is not affiliated with the SEC._ _Use of this data is subject to the FundWatcher Terms of Service. Information may be used only for personal, non-commercial research and may not be redistributed. See _