# Portfolio overlap — FDM vs ROSC

Comparing **First Trust Dow Jones Select MicroCap Index Fund** (2026-03-31) and **Hartford Multifactor Small Cap ETF** (2026-01-31).

- Shared positions: 49
- First Trust Dow Jones Select MicroCap Index Fund covered by Hartford Multifactor Small Cap ETF: 0.1236964830968192539014675675
- Hartford Multifactor Small Cap ETF covered by First Trust Dow Jones Select MicroCap Index Fund: 0.1236964830968192539014675676

## First Trust Dow Jones Select MicroCap Index Fund — top positions

| Security | Weight | Shared |
|----------|--------|--------|
| STOKE THERAPEUTICS INC | 0.023235 |  |
| DAUCH CORPORATION | 0.019426 |  |
| DELUXE CORP | 0.017207 | ✓ |
| GIGACLOUD TECHNOLOGY INC A | 0.016248 |  |
| TETRA TECHNOLOGIES INC | 0.015819 |  |
| AMERICAN PUBLIC EDUCATION INC | 0.014280 |  |
| DOUGLAS DYNAMICS INC | 0.013462 | ✓ |
| BUSINESS FIRST BANCSHARES INC | 0.012277 | ✓ |
| SUN COUNTRY HOLD | 0.012258 |  |
| USA TODAY CO INC | 0.012171 |  |
| CITI TREAS TRI-PARTY | 0.012123 |  |
| UNIVERSAL INSURANCE HLDGS INC | 0.011971 | ✓ |
| GENCO SHIPPING and TRADING LTD | 0.011912 | ✓ |
| CNB FINL CORP/PA | 0.011748 | ✓ |
| HORIZON BANCORP INC INDIANA | 0.011726 |  |
| CENTRAL PACIFIC FINANCIAL CORP | 0.011702 | ✓ |
| CYTOMX THERAPEUTICS INC | 0.011666 |  |
| NB BANCORP INC | 0.011379 |  |
| UNITED FIRE GROUP INC | 0.011288 | ✓ |
| GOLD.COM INC | 0.011272 |  |
| CAMDEN NATIONAL CORP | 0.011148 |  |
| TRUSTCO BANK NY | 0.010957 | ✓ |
| HANMI FINL CORP | 0.010845 | ✓ |
| AMERESCO INC-CL A | 0.010840 |  |
| KOPPERS HOLDINGS | 0.010532 |  |
| FIRST FIN COR/IN | 0.010423 | ✓ |
| NWPX INFRASTRUCTURE INC | 0.010387 |  |
| FARMERS NATL BANC CORP | 0.010291 |  |
| SENECA FOODS CORP CL A | 0.010162 |  |
| STANDARD MOTOR PRODUCTS INC | 0.010079 | ✓ |
| NATL PRESTO INDS | 0.010070 |  |
| WHITESTONE REIT | 0.010066 | ✓ |
| SANFILIPPO (JOHN B) and SON INC. | 0.010009 | ✓ |
| CARRIAGE SERVICES INC | 0.009980 |  |
| ORRSTOWN FINL SV | 0.009770 |  |
| PRA GROUP INC | 0.009478 |  |
| EQUITY BANCSHARES INC | 0.009408 |  |
| OIL-DRI CORP OF AMERICA | 0.009346 | ✓ |
| VAALCO ENERGY INC | 0.009176 | ✓ |
| INSTEEL INDUSTRIES INC | 0.009050 |  |
| SMITH & WESSON B | 0.008851 | ✓ |
| EASTMAN KODAK CO | 0.008841 |  |
| FLOWCO HOLDINGS INC | 0.008661 |  |
| ALERUS FINANCIAL CORP | 0.008362 |  |
| CAPITAL CITY BANK GROUP INC | 0.008341 | ✓ |
| SOUTHERN MISSOURI BANCORP INC | 0.008282 |  |
| RESOLUTE HOLDINGS MANAGEMENT INC | 0.008236 |  |
| HERITAGE INSURANCE HOLDINGS INC | 0.008092 |  |
| LSI INDUSTRIES INC | 0.008039 | ✓ |
| SHORE BANCSHARES INC | 0.007971 | ✓ |

## Hartford Multifactor Small Cap ETF — top positions

| Security | Weight | Shared |
|----------|--------|--------|
| State Street Navigator Securities Lending Government Money Market Portfolio | 0.020317 |  |
| HNI CORP | 0.013725 |  |
| PTC THERAPEUTICS INC | 0.013231 |  |
| MACYS INC | 0.012706 |  |
| AMKOR TECHNOLOGY INC | 0.011716 |  |
| INDIVIOR PHARMACEUTICALS INC | 0.011491 |  |
| GARRETT MOTION INC | 0.011101 |  |
| FREQUENCY ELECTRONICS INC | 0.010851 | ✓ |
| ARGAN INC | 0.010423 |  |
| DILLARDS INC CL A | 0.010381 |  |
| REV GROUP INC | 0.009972 |  |
| NATL HEALTHCARE | 0.009869 |  |
| SUPERNUS PHARMACEUTICALS INC | 0.009741 |  |
| RUSH ENTERPRISES INC CL A | 0.009626 |  |
| TACTILE SYSTEMS TECHNOLOGY INC | 0.009494 |  |
| BRIGHTSPRING HEALTH SERVICES INC | 0.009092 |  |
| HARMONY BIOSCIENCES HOLDINGS INC | 0.009043 |  |
| PERDOCEO EDUCATION CORP | 0.008934 |  |
| CATALYST PHARMACEUTICALS INC | 0.008909 |  |
| TEGNA INC | 0.008260 |  |
| IBEX LTD | 0.007959 |  |
| BEL FUSE INC NV CL B | 0.007656 |  |
| THE BUCKLE INC | 0.007636 |  |
| PHIBRO ANIMAL HEALTH CORP CL A | 0.007610 |  |
| IES HOLDINGS INC | 0.007373 |  |
| COLLEGIUM PHARMACEUTICAL INC | 0.007191 |  |
| PHINIA INC | 0.007156 |  |
| ATMUS FILTRATION TECHNOLOGIES INC | 0.007148 |  |
| IDT CORP CL B NEW | 0.006945 |  |
| HERITAGE COMMERCE CORP | 0.006942 |  |
| ACADIA PHARMACEUTICALS INC | 0.006854 |  |
| WEIS MARKETS INC | 0.006853 |  |
| BRADY CORPORATION CL A | 0.006826 |  |
| GREIF INC-CL A | 0.006749 |  |
| PRICESMART INC | 0.006643 |  |
| ENNIS INC | 0.006593 |  |
| BUILD A BEAR WORKSHOP INC | 0.006407 | ✓ |
| UNITED FIRE GROUP INC | 0.006405 | ✓ |
| HOPE BANCORP INC | 0.006381 |  |
| HAEMONETICS CORP MASS | 0.006187 |  |
| BENCHMARK ELECTRONICS INC | 0.006116 |  |
| PREFERRED BANK LOS ANGELES | 0.006023 |  |
| MDU RESOURCES GROUP INC | 0.005984 |  |
| UNIVERSAL CORP | 0.005983 |  |
| STANDARD MOTOR PRODUCTS INC | 0.005771 | ✓ |
| CALIFORNIA RESOU | 0.005642 |  |
| MERCURY GENERAL CORP | 0.005572 |  |
| INGLES MARKETS INC-CL A | 0.005549 |  |
| EPLUS INC | 0.005440 |  |
| A10 NETWORKS INC | 0.005440 |  |


## Sources

- N-PORT (fund A) — accession `0000940400-26-021502` (as of 2026-03-31)
  <https://www.sec.gov/Archives/edgar/data/1329377/000094040026021502/0000940400-26-021502-index.htm>
- N-PORT (fund B) — accession `0001410368-26-030408` (as of 2026-01-31)
  <https://www.sec.gov/Archives/edgar/data/1605803/000141036826030408/0001410368-26-030408-index.htm>

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