# Portfolio overlap — FDM vs FRBAX

Comparing **First Trust Dow Jones Select MicroCap Index Fund** (2026-03-31) and **Regional Bank Fund** (2026-01-31).

- Shared positions: 21
- First Trust Dow Jones Select MicroCap Index Fund covered by Regional Bank Fund: 0.1173707571252678474615287270
- Regional Bank Fund covered by First Trust Dow Jones Select MicroCap Index Fund: 0.1173707571252678474615287271

## First Trust Dow Jones Select MicroCap Index Fund — top positions

| Security | Weight | Shared |
|----------|--------|--------|
| STOKE THERAPEUTICS INC | 0.023235 |  |
| DAUCH CORPORATION | 0.019426 |  |
| DELUXE CORP | 0.017207 |  |
| GIGACLOUD TECHNOLOGY INC A | 0.016248 |  |
| TETRA TECHNOLOGIES INC | 0.015819 |  |
| AMERICAN PUBLIC EDUCATION INC | 0.014280 |  |
| DOUGLAS DYNAMICS INC | 0.013462 |  |
| BUSINESS FIRST BANCSHARES INC | 0.012277 | ✓ |
| SUN COUNTRY HOLD | 0.012258 |  |
| USA TODAY CO INC | 0.012171 |  |
| CITI TREAS TRI-PARTY | 0.012123 |  |
| UNIVERSAL INSURANCE HLDGS INC | 0.011971 |  |
| GENCO SHIPPING and TRADING LTD | 0.011912 |  |
| CNB FINL CORP/PA | 0.011748 | ✓ |
| HORIZON BANCORP INC INDIANA | 0.011726 | ✓ |
| CENTRAL PACIFIC FINANCIAL CORP | 0.011702 | ✓ |
| CYTOMX THERAPEUTICS INC | 0.011666 |  |
| NB BANCORP INC | 0.011379 |  |
| UNITED FIRE GROUP INC | 0.011288 |  |
| GOLD.COM INC | 0.011272 |  |
| CAMDEN NATIONAL CORP | 0.011148 | ✓ |
| TRUSTCO BANK NY | 0.010957 |  |
| HANMI FINL CORP | 0.010845 |  |
| AMERESCO INC-CL A | 0.010840 |  |
| KOPPERS HOLDINGS | 0.010532 |  |
| FIRST FIN COR/IN | 0.010423 |  |
| NWPX INFRASTRUCTURE INC | 0.010387 |  |
| FARMERS NATL BANC CORP | 0.010291 | ✓ |
| SENECA FOODS CORP CL A | 0.010162 |  |
| STANDARD MOTOR PRODUCTS INC | 0.010079 |  |
| NATL PRESTO INDS | 0.010070 |  |
| WHITESTONE REIT | 0.010066 |  |
| SANFILIPPO (JOHN B) and SON INC. | 0.010009 |  |
| CARRIAGE SERVICES INC | 0.009980 |  |
| ORRSTOWN FINL SV | 0.009770 | ✓ |
| PRA GROUP INC | 0.009478 |  |
| EQUITY BANCSHARES INC | 0.009408 | ✓ |
| OIL-DRI CORP OF AMERICA | 0.009346 |  |
| VAALCO ENERGY INC | 0.009176 |  |
| INSTEEL INDUSTRIES INC | 0.009050 |  |
| SMITH & WESSON B | 0.008851 |  |
| EASTMAN KODAK CO | 0.008841 |  |
| FLOWCO HOLDINGS INC | 0.008661 |  |
| ALERUS FINANCIAL CORP | 0.008362 |  |
| CAPITAL CITY BANK GROUP INC | 0.008341 |  |
| SOUTHERN MISSOURI BANCORP INC | 0.008282 | ✓ |
| RESOLUTE HOLDINGS MANAGEMENT INC | 0.008236 |  |
| HERITAGE INSURANCE HOLDINGS INC | 0.008092 |  |
| LSI INDUSTRIES INC | 0.008039 |  |
| SHORE BANCSHARES INC | 0.007971 | ✓ |

## Regional Bank Fund — top positions

| Security | Weight | Shared |
|----------|--------|--------|
| PINNACLE FINANCIAL PARTNERS INC | 0.032408 |  |
| M&T BANK CORP | 0.030575 |  |
| CITIZENS FINANCIAL GROUP INC | 0.030112 |  |
| REGIONS FINANCIAL CORP | 0.025996 |  |
| HUNTINGTON BANCSHARES INC | 0.023634 |  |
| FIFTH THIRD BANCORP | 0.023325 |  |
| US BANCORP DEL | 0.022585 |  |
| KEYCORP | 0.021635 |  |
| WSFS FINANCIAL CORP | 0.021374 |  |
| ZIONS BANCORP NA | 0.020662 |  |
| POPULAR INC | 0.020435 |  |
| EAST WEST BNCRP | 0.019923 |  |
| HANCOCK WHITNEY CORP | 0.019771 |  |
| PNC FINANCIAL SERVICES GRP INC | 0.018820 |  |
| OLD NATL BANCORP | 0.018590 |  |
| AMERIS BANCORP | 0.017449 |  |
| NICOLET BANKSHARES INC | 0.017404 |  |
| COASTAL FINANCIAL CORP/WA | 0.017118 |  |
| TRUIST FINL CORP | 0.016736 |  |
| RENASANT CORP | 0.016732 |  |
| INDEPENDENT BANK CORP MASS | 0.014351 |  |
| BANK OF AMERICA CORPORATION | 0.014141 |  |
| WESTERN ALLIANCE BANCORP | 0.013978 |  |
| CULLEN FROST BANKERS INC | 0.013899 |  |
| TRICO BANCSHARES | 0.011418 |  |
| QCR HOLDINGS INC | 0.011370 |  |
| CADENCE BANK | 0.010774 |  |
| COLUMBIA BANKING SYSTEMS INC | 0.010738 |  |
| NBT BANCORP INC | 0.010601 |  |
| COMERICA INC | 0.010519 |  |
| HORIZON BANCORP INC INDIANA | 0.010359 | ✓ |
| OLD SECOND BNCRP | 0.010275 |  |
| FIRST MERCHANTS CORP | 0.010253 |  |
| NORTHRIM BANCORP INC | 0.010033 | ✓ |
| FIRST FIN BANCRP | 0.009915 |  |
| SOUTHSTATE BANK CORP | 0.009868 |  |
| AMERICAN BUSINESS BANK COMMON STOCK | 0.009483 |  |
| FIRST HORIZON CORP | 0.009302 |  |
| EASTERN BANKSHARES INC | 0.009184 |  |
| SHORE BANCSHARES INC | 0.009172 | ✓ |
| HERITAGE COMMERCE CORP | 0.008913 |  |
| FIRST BUSINESS FIN SVCS INC | 0.008776 | ✓ |
| EQUITY BANCSHARES INC | 0.008594 | ✓ |
| SOUTHERN MISSOURI BANCORP INC | 0.008358 | ✓ |
| FIRST CITIZENS BANCSHARES INC CL A | 0.008224 |  |
| FIRST SOURCE CORP | 0.008102 |  |
| DIME COMMUNITY BANCSHARES INC | 0.008011 |  |
| STOCK YARDS BANCORP INC | 0.007860 |  |
| CIVISTA BANCSHARES INC | 0.007793 | ✓ |
| HBT FINANCIAL INC | 0.007631 |  |


## Sources

- N-PORT (fund A) — accession `0000940400-26-021502` (as of 2026-03-31)
  <https://www.sec.gov/Archives/edgar/data/1329377/000094040026021502/0000940400-26-021502-index.htm>
- N-PORT (fund B) — accession `0000743861-26-000012` (as of 2026-01-31)
  <https://www.sec.gov/Archives/edgar/data/743861/000074386126000012/0000743861-26-000012-index.htm>

---

_Informational only — not investment advice. FundWatcher presents publicly available data and makes no recommendation to buy or sell any security. Verify all figures against the source filing before relying on them._

_Data sourced from U.S. SEC EDGAR filings (Forms N-PORT, N-CEN, and prospectus Risk/Return summaries). FundWatcher is not affiliated with the SEC._

_Use of this data is subject to the FundWatcher Terms of Service. Information may be used only for personal, non-commercial research and may not be redistributed. See <https://fundwatcher.app/terms/>_