# Portfolio overlap — ASQIX vs AFSM

Comparing **Small Company Fund** (2026-03-31) and **First Trust Active Factor Small Cap ETF** (2026-02-28).

- Shared positions: 99
- Small Company Fund covered by First Trust Active Factor Small Cap ETF: 0.2335634706857403134265515961
- First Trust Active Factor Small Cap ETF covered by Small Company Fund: 0.2335634706857403134265515963

## Small Company Fund — top positions

| Security | Weight | Shared |
|----------|--------|--------|
| STERLING INFRASTRUCTURE INC | 0.016070 | ✓ |
| ALKERMES PLC | 0.013581 |  |
| COMMERCIAL METALS CO | 0.012743 |  |
| MUELLER INDUSTRIES INC | 0.011950 | ✓ |
| CIRRUS LOGIC INC | 0.011813 |  |
| ENOVA INTL INC | 0.011305 |  |
| VIAVI SOLUTIONS INC | 0.011279 | ✓ |
| NEXTRACKER INC CL A | 0.011143 |  |
| ENERSYS INC | 0.010673 | ✓ |
| BANKUNITED INC | 0.010385 |  |
| ARGAN INC | 0.009444 |  |
| STONEX GROUP INC | 0.009351 |  |
| GRANITE CONSTRUCTION INC | 0.009309 |  |
| PJT PARTNERS INC | 0.008827 | ✓ |
| FRONTDOOR INC | 0.008815 |  |
| EMCOR GROUP INC | 0.008792 | ✓ |
| CALIX NETWORKS INC | 0.008758 | ✓ |
| CAVCO INDUSTRIES INC | 0.008742 |  |
| SIGNET JEWELERS | 0.008116 |  |
| IDEAYA BIOSCIENCES | 0.008062 |  |
| PRIMORIS SVCS CORP | 0.007991 |  |
| SCOTTS MIRACLE GRO CO | 0.007991 |  |
| RINGCENTRAL INC CL A | 0.007642 | ✓ |
| WEATHERFORD INTE | 0.007482 |  |
| PAR PACIFIC HOLDINGS INC | 0.007472 | ✓ |
| POWELL INDUSTRIES INC | 0.007280 | ✓ |
| UNITED NATURAL FOODS INC | 0.007275 |  |
| State Street Navigator Securities Lending Government Money Market Portfolio | 0.007067 |  |
| ARTISAN PARTNERS ASSET MANAGEMENT INC A | 0.006996 |  |
| 10X GENOMICS INC | 0.006879 |  |
| PALOMAR HOLDINGS | 0.006866 |  |
| TTM TECHNOLOGIES INC | 0.006858 | ✓ |
| BOX INC- CLASS A | 0.006757 |  |
| NETSCOUT SYSTEMS INC | 0.006756 | ✓ |
| ANDERSONS INC | 0.006653 |  |
| FIRST FIN BANCRP | 0.006361 | ✓ |
| AMICUS THERAPEUTICS INC | 0.006274 |  |
| MAPLEBEAR INC | 0.006190 |  |
| VICOR CORPORATION | 0.006132 | ✓ |
| OPTION CARE HEALTH INC | 0.006080 |  |
| BRIGHTSPHERE INVESTMENT GROUP INC | 0.006035 | ✓ |
| PROVIDENT FINANCIAL SVCS INC | 0.006015 |  |
| COMPASS INC - A | 0.005981 |  |
| RUSH ENTERPRISES INC CL A | 0.005918 |  |
| TALOS ENERGY INC | 0.005916 | ✓ |
| DIAMONDROCK HOSPITALITY CO | 0.005884 |  |
| CATALYST PHARMACEUTICALS INC | 0.005876 | ✓ |
| CLEAR SECURE INC | 0.005700 | ✓ |
| MATSON INC | 0.005658 | ✓ |
| INGEVITY CORP | 0.005640 |  |

## First Trust Active Factor Small Cap ETF — top positions

| Security | Weight | Shared |
|----------|--------|--------|
| TTM TECHNOLOGIES INC | 0.014110 | ✓ |
| BLOOM ENERGY CORP CL A | 0.011359 |  |
| AMES NATL CORP | 0.009593 |  |
| VICOR CORPORATION | 0.009423 | ✓ |
| CALEDONIA MINING CORP PLC | 0.009293 |  |
| PEABODY ENERGY CORP | 0.009054 |  |
| GIGACLOUD TECHNOLOGY INC A | 0.009000 |  |
| INTERFACE INC | 0.008968 | ✓ |
| HECLA MINING CO | 0.008766 |  |
| VIAVI SOLUTIONS INC | 0.008586 | ✓ |
| PERIMETER SOLUTIONS SA | 0.007944 | ✓ |
| PHOTRONICS INC | 0.007922 |  |
| NATL HEALTHCARE | 0.007710 |  |
| SCORPIO TANKERS INC | 0.007670 |  |
| NLIGHT INC | 0.007519 | ✓ |
| TACTILE SYSTEMS TECHNOLOGY INC | 0.007409 | ✓ |
| INTERDIGITAL INC | 0.007320 | ✓ |
| MATSON INC | 0.007075 | ✓ |
| Teekay Tankers Ltd., Class A | 0.007003 |  |
| BROOKDALE SR | 0.006983 |  |
| BEL FUSE INC NV CL B | 0.006825 |  |
| RESOLUTE HOLDINGS MANAGEMENT INC | 0.006798 |  |
| COMFORT SYSTEMS USA INC | 0.006529 |  |
| MITEK SYSTEMS INC | 0.006484 | ✓ |
| ENERSYS INC | 0.006342 | ✓ |
| ASTRONICS CORP | 0.006265 |  |
| KRYSTAL BIOTECH INC | 0.006198 |  |
| HALOZYME THERAPEUTICS INC | 0.006153 | ✓ |
| SIRIUSPOINT LTD | 0.006117 |  |
| CARPENTER TECHNOLOGY CORP | 0.006099 |  |
| SENECA FOODS CORP CL A | 0.006063 | ✓ |
| NATL HEALTH INV | 0.006018 |  |
| LAUREATE EDUCATION INC CL A | 0.005962 |  |
| MACYS INC | 0.005953 |  |
| TUTOR PERINI CORP | 0.005920 | ✓ |
| ARCUTIS BIOTHERAPEUTICS INC | 0.005904 |  |
| CREDO TECHNOLOGY GROUP HOLDING LTD | 0.005855 |  |
| HERBALIFE NUTRITION LTD | 0.005806 |  |
| COSTAMARE INC | 0.005800 |  |
| INDIVIOR PHARMACEUTICALS INC | 0.005718 | ✓ |
| DAKTRONICS INC | 0.005661 | ✓ |
| MGIC INVT CORP | 0.005611 |  |
| TERADATA CORP | 0.005571 | ✓ |
| EMCOR GROUP INC | 0.005560 | ✓ |
| TRUSTCO BANK NY | 0.005539 |  |
| BANK FIRST CORP | 0.005537 |  |
| CATALYST PHARMACEUTICALS INC | 0.005475 | ✓ |
| FIRST FIN COR/IN | 0.005474 | ✓ |
| HERITAGE INSURANCE HOLDINGS INC | 0.005441 |  |
| AMALGAMATED FINANCIAL CORP | 0.005396 |  |


## Sources

- N-PORT (fund A) — accession `0001193125-26-248874` (as of 2026-03-31)
  <https://www.sec.gov/Archives/edgar/data/827060/000119312526248874/0001193125-26-248874-index.htm>
- N-PORT (fund B) — accession `0000940400-26-014530` (as of 2026-02-28)
  <https://www.sec.gov/Archives/edgar/data/1667919/000094040026014530/0000940400-26-014530-index.htm>

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_Data sourced from U.S. SEC EDGAR filings (Forms N-PORT, N-CEN, and prospectus Risk/Return summaries). FundWatcher is not affiliated with the SEC._

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