# Portfolio overlap — AFSM vs SWSCX

Comparing **First Trust Active Factor Small Cap ETF** (2026-02-28) and **Schwab Small-Cap Equity Fund** (2026-01-31).

- Shared positions: 118
- First Trust Active Factor Small Cap ETF covered by Schwab Small-Cap Equity Fund: 0.2658660293523057966880758688
- Schwab Small-Cap Equity Fund covered by First Trust Active Factor Small Cap ETF: 0.2658660293523057966880758685

## First Trust Active Factor Small Cap ETF — top positions

| Security | Weight | Shared |
|----------|--------|--------|
| TTM TECHNOLOGIES INC | 0.014110 | ✓ |
| BLOOM ENERGY CORP CL A | 0.011359 | ✓ |
| AMES NATL CORP | 0.009593 |  |
| VICOR CORPORATION | 0.009423 | ✓ |
| CALEDONIA MINING CORP PLC | 0.009293 | ✓ |
| PEABODY ENERGY CORP | 0.009054 | ✓ |
| GIGACLOUD TECHNOLOGY INC A | 0.009000 |  |
| INTERFACE INC | 0.008968 |  |
| HECLA MINING CO | 0.008766 | ✓ |
| VIAVI SOLUTIONS INC | 0.008586 |  |
| PERIMETER SOLUTIONS SA | 0.007944 |  |
| PHOTRONICS INC | 0.007922 | ✓ |
| NATL HEALTHCARE | 0.007710 |  |
| SCORPIO TANKERS INC | 0.007670 | ✓ |
| NLIGHT INC | 0.007519 |  |
| TACTILE SYSTEMS TECHNOLOGY INC | 0.007409 | ✓ |
| INTERDIGITAL INC | 0.007320 |  |
| MATSON INC | 0.007075 | ✓ |
| Teekay Tankers Ltd., Class A | 0.007003 |  |
| BROOKDALE SR | 0.006983 | ✓ |
| BEL FUSE INC NV CL B | 0.006825 |  |
| RESOLUTE HOLDINGS MANAGEMENT INC | 0.006798 |  |
| COMFORT SYSTEMS USA INC | 0.006529 | ✓ |
| MITEK SYSTEMS INC | 0.006484 | ✓ |
| ENERSYS INC | 0.006342 | ✓ |
| ASTRONICS CORP | 0.006265 | ✓ |
| KRYSTAL BIOTECH INC | 0.006198 | ✓ |
| HALOZYME THERAPEUTICS INC | 0.006153 |  |
| SIRIUSPOINT LTD | 0.006117 |  |
| CARPENTER TECHNOLOGY CORP | 0.006099 |  |
| SENECA FOODS CORP CL A | 0.006063 | ✓ |
| NATL HEALTH INV | 0.006018 |  |
| LAUREATE EDUCATION INC CL A | 0.005962 |  |
| MACYS INC | 0.005953 |  |
| TUTOR PERINI CORP | 0.005920 | ✓ |
| ARCUTIS BIOTHERAPEUTICS INC | 0.005904 | ✓ |
| CREDO TECHNOLOGY GROUP HOLDING LTD | 0.005855 | ✓ |
| HERBALIFE NUTRITION LTD | 0.005806 | ✓ |
| COSTAMARE INC | 0.005800 | ✓ |
| INDIVIOR PHARMACEUTICALS INC | 0.005718 | ✓ |
| DAKTRONICS INC | 0.005661 | ✓ |
| MGIC INVT CORP | 0.005611 |  |
| TERADATA CORP | 0.005571 |  |
| EMCOR GROUP INC | 0.005560 |  |
| TRUSTCO BANK NY | 0.005539 |  |
| BANK FIRST CORP | 0.005537 |  |
| CATALYST PHARMACEUTICALS INC | 0.005475 | ✓ |
| FIRST FIN COR/IN | 0.005474 | ✓ |
| HERITAGE INSURANCE HOLDINGS INC | 0.005441 | ✓ |
| AMALGAMATED FINANCIAL CORP | 0.005396 |  |

## Schwab Small-Cap Equity Fund — top positions

| Security | Weight | Shared |
|----------|--------|--------|
| AXOS FINANCIAL INC | 0.013377 |  |
| ENOVA INTL INC | 0.012362 |  |
| DIAMONDROCK HOSPITALITY CO | 0.011908 |  |
| BLOOM ENERGY CORP CL A | 0.011739 | ✓ |
| JACKSON FINANCIAL INC | 0.011632 |  |
| INTL BANCSHARES | 0.011465 |  |
| OUTFRONT MEDIA INC | 0.010096 | ✓ |
| ENERSYS INC | 0.009450 | ✓ |
| FABRINET | 0.009301 |  |
| BANKUNITED INC | 0.008853 |  |
| IBEX LTD | 0.008732 |  |
| ASSOCIATED BANC CORP | 0.008497 |  |
| MOOG INC-CLASS A | 0.008486 |  |
| NEXTRACKER INC CL A | 0.008448 |  |
| CNO FINANCIAL GROUP INC | 0.008360 |  |
| CREDO TECHNOLOGY GROUP HOLDING LTD | 0.008179 | ✓ |
| CUSTOMERS BANCORP INC | 0.008039 |  |
| ADV ENERGY INDS | 0.008024 | ✓ |
| PORTLAND GENERAL ELECTRIC CO | 0.007558 |  |
| XENIA HOTELS & R | 0.007452 |  |
| ATMUS FILTRATION TECHNOLOGIES INC | 0.007217 | ✓ |
| COMMERCIAL METALS CO | 0.007178 |  |
| BREAD FINANCIAL HOLDINGS | 0.007012 | ✓ |
| AAR CORP | 0.006845 |  |
| COMFORT SYSTEMS USA INC | 0.006811 | ✓ |
| BRINKER INTL | 0.006751 | ✓ |
| PRIMORIS SVCS CORP | 0.006662 |  |
| HANCOCK WHITNEY CORP | 0.006566 | ✓ |
| CATALYST PHARMACEUTICALS INC | 0.006498 | ✓ |
| WATTS WATER TECH INC CL A | 0.006418 | ✓ |
| ALKERMES PLC | 0.006416 | ✓ |
| Pagseguro Digital Ltd., Class A | 0.006354 | ✓ |
| MONARCH CASINO and RESORT INC | 0.006351 |  |
| AXSOME THERAPEUTICS INC | 0.006322 |  |
| STERLING INFRASTRUCTURE INC | 0.006287 | ✓ |
| TRUSTMARK CORP | 0.006260 | ✓ |
| EVERTEC INC | 0.006145 |  |
| QUALYS INC | 0.006144 |  |
| INDIVIOR PHARMACEUTICALS INC | 0.006078 | ✓ |
| RINGCENTRAL INC CL A | 0.006047 | ✓ |
| MIRUM PHARMACEUTICALS INC | 0.006015 | ✓ |
| SANMINA CORP | 0.005527 | ✓ |
| OSI SYSTEMS INC | 0.005439 |  |
| ARROWHEAD PHARMACEUTICALS INC | 0.005397 |  |
| AMNEAL PHARM INC | 0.005388 |  |
| MAXIMUS INC | 0.005354 | ✓ |
| BLACKBAUD INC | 0.005291 |  |
| KOPPERS HOLDINGS | 0.005133 |  |
| SPX TECHNOLOGIES INC | 0.005084 | ✓ |
| BELDEN INC | 0.005032 |  |


## Sources

- N-PORT (fund A) — accession `0000940400-26-014530` (as of 2026-02-28)
  <https://www.sec.gov/Archives/edgar/data/1667919/000094040026014530/0000940400-26-014530-index.htm>
- N-PORT (fund B) — accession `0001410368-26-030043` (as of 2026-01-31)
  <https://www.sec.gov/Archives/edgar/data/904333/000141036826030043/0001410368-26-030043-index.htm>

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